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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

30 Wall St Fl 8, New York, NY 10005-2205 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New York NY 09/2005 03/2020
Ameriprise Financial Services, Llc New York NY 03/2020 Present
Other Businesses

Business Ownership; Mister Mellow Management LLC; Managing my financial planning expenses incurred as an Ameriprise Financial advisor; To manage my financial planning practice operations at Ameriprise Financial; 30 Wall Street-8th FloorNew York, NY 10005, ,; Not Investment-Related; 03/17/2017; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-08-07
  • S63 Uniform Securities Agent State Law Examination
    1995-08-07

View on SEC IAPD

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