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Sheila Kay Freeman

LPl Financial LLC

Glen Allen, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-01-04
  • VA RA
    APPROVED
    Since 2022-01-04

Branch Locations

4860 Cox Road, Ste 200, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Richmond VA 03/2016 10/2016
Infinex Investments, Inc. Meriden CT 10/2016 03/2021
Evb Mechanicsville VA 10/2016 10/2017
Sonabank Mechanicsville VA 10/2017 09/2021
Virginia Asset Group Mechanicsville VA 04/2019 03/2021
Lpl Financial Llc Glen Allen VA 01/2022 Present
Unemployed Hanover VA 09/2021 01/2022
  • 03/2016 → 10/2016
    Lpl Financial
    Richmond, VA
  • 10/2016 → 03/2021
    Infinex Investments, Inc.
    Meriden, CT
  • 10/2016 → 10/2017
    Evb
    Mechanicsville, VA
  • 10/2017 → 09/2021
    Sonabank
    Mechanicsville, VA
  • 04/2019 → 03/2021
    Virginia Asset Group
    Mechanicsville, VA
  • 01/2022 → Present
    Lpl Financial Llc
    Glen Allen, VA
  • 09/2021 → 01/2022
    Unemployed
    Hanover, VA
Previous Registrations
  • 2016-10-31 → 2021-03-17
    Osaic Institutions, Inc.
    Mechanicsville, VA
  • 2016-03-10 → 2016-10-10
    Lpl Financial Llc
    Glen Allen, VA
  • 2006-03-21 → 2014-04-21
    Bb&T Investment Services, Inc.
    Ashland, VA
    Charlotte, NC
    Charlotte, NC
  • 2005-07-13 → 2006-03-21
    Bb&T Asset Management, Inc.
    Raleigh, NC
Other Businesses

1)12/07/2021 - Ashpark Financial Group, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-12
S63 Uniform Securities Agent State Law Examination 1995-11-07
  • S65 Uniform Investment Adviser Law Examination
    2005-07-12
  • S63 Uniform Securities Agent State Law Examination
    1995-11-07

View on SEC IAPD

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Other Investors

JOHN SICAT
JENNIFER HELTON LUZZATTO
ALISHIA AREZOU DUBOIS
MICHAEL ROBERT ANLIKER
KRISTIN ANLIKER
SUSANNAH AMELIA ORZOLEK
ANNA L CARLSON
JORDAN PETER MISTRETTA

Other Offices

LPL FINANCIAL LLC · GLEN ALLEN, VA
STRATHMORE CAPITAL ADVISORS · Glen Allen, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CARLSON FINANCIAL · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA

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