Andrew Ira Richman

Employer firm

Packerland Brokerage Services, Inc. CRD 37031

$1.36B regulatory AUM 25 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Packerland Brokerage Services, Inc.

432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-08
WI	RA	APPROVED	2025-01-08
IA	RA	APPROVED	2021-12-01
IL	RA	APPROVED	2013-03-07

CA RA
APPROVED

Since 2025-01-08
WI RA
APPROVED

Since 2025-01-08
IA RA
APPROVED

Since 2021-12-01
IL RA
APPROVED

Since 2013-03-07

Branch Locations

10701 West North Ave, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Packerland Brokerage Services Inc	Green Bay	WI	01/2009	Present

01/2009 → Present

Packerland Brokerage Services Inc

Green Bay, WI

Other Businesses

INSURANCE SALES, WAUWATOSA, WI. TIME DEVOTED 10 HOURS A MONTH, START DATE 2/1/2009, INVESTMENT RELATED, LIFE, HEALTH, LTC, FIXED & INDEXED ANNUITIES. APPT WITH VARIOUS COMPANIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-07-31
S63	Uniform Securities Agent State Law Examination	1995-07-25

S65 Uniform Investment Adviser Law Examination

1995-07-31
S63 Uniform Securities Agent State Law Examination

1995-07-25

View on SEC IAPD

Employer firm

Current Employers

Packerland Brokerage Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Nearby Firms

Nearby Investors

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