Rod Loewenthal

Current Employers

Employment History

• 04/1995 → 11/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 11/2017 → Present
  Ubs Financial Services, Inc.
  Northbrook, IL

Previous Registrations

• 1997-03-27 → 2017-11-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
  Northbrook, IL

Other Businesses

1)Jewish United Fund / United States / 30 S. Wells Street / Chicago / Illinois / United States / 60606 / / No / Charity / / Charity / / umbrella organization for Jewish charities in Chicagoland / Active / Member of a committee with management / supervisor functions / / Board member for the Philanthropic Fund Committee. I will help make sure that donations from individuals' Donor Advised Funds at the Federation are made to certified charities. / 30 / No / No / No / No / Start Date 11/06/2018 / / Yes / / No / / No / No No / Chicago, IL U.S.A. / No / / No / / Help my local non-profit that does charitable work in the community. / No No / 2) Investments and Wealth Institute/ 5619 DTC Parkway, Suite 500, Greenwood Village, Colorado, 80111 US/ They would like me to serve on a committee to help develop another course, Essentials of Investment Consulting/ They are the parent organization for financial planning designations like the CIMA/ start date: 1/4/2021 3) NAME OF OTHER BUSINESS: District 112 Education Foundation/ INVESTMENT RELATED?: N / ADDRESS: 1936 Green Bay Road, Highland, IL/ NATURE OF THE BUSINESS: Distribute grant money to worthy programs in public school / POSITION:/ DUTIES: Raise awareness of District 112 education programs/ START DATE: 5/1/2016 / HOURS DEVOTED TO BUSINESS: NA 4) American Israel Public Affairs Committee, Washington United States DC 20001, Political Organization, Support electoral candidates that support a strong US-Israel relationship, Leadership role with political campaign, action committee, party or committee, I will be a political co-chair responsible for soliciting Chicago-based donors interested in helping pro-Israel candidates from Democratic and Republican parties, START DATE-7/17/2023

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-28
• S63 Uniform Securities Agent State Law Examination
  1995-06-20

Other Names

• Rod B Loewenthal
• Rod Loewenthal
• Roddy Blake Loewenthal
• Roddy Loewenthal
• Rod Blake Loewenthal