Mark Daniel Tumpach

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 05/2026
  Kellogg Asset Management
  Green Bay, WI
• 01/2013 → 05/2026
  Associated Trust Company
  Green Bay, WI
• 05/2026 → Present
  Rbc Capital Markets, Llc
  Green Bay, WI
• 08/2026 → Present
  City National Bank
  Green Bay, WI

Previous Registrations

• 2010-01-19 → 2026-05-21
  Kellogg Asset Management, Llc
  Green Bay, WI

Other Businesses

(1) NAME OF ENTITY: Green Bay Metropolitan Sewer District, Wisconsin ADDRESS: 2231 N Quincy St Green Bay WI 54302 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Government Institution START DATE: May 23, 2012 CAPACITY: Other DUTIES: Commission Board HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-06-10

Designations

• Chartered Financial Analyst