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Joseph Robert Dallape

Merrill Lynch, Pierce, Fenner & Smith Incorporated

El Segundo, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-02
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2016-03-02
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

2301 Rosecrans Ave, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Torrance CA 06/1994 Present
Bank Of America, Na El Segundo CA 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-29
S63 Uniform Securities Agent State Law Examination 1995-07-07
  • S65 Uniform Investment Adviser Law Examination
    1996-03-29
  • S63 Uniform Securities Agent State Law Examination
    1995-07-07
Other Names
  • Joseph R Dallape

View on SEC IAPD

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