Best Investors Account Sign in
Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-09-09
TX RA APPROVED 2016-09-09
  • CT RA
    APPROVED
    Since 2016-09-09
  • TX RA
    APPROVED
    Since 2016-09-09

Branch Locations

111 Newtown Road, Danbury, CT 06810 • United States

42 Lake Ave Ext, Danbury, CT 06811 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Milford CT 10/2009 09/2016
Jp Morgan Securities Llc Danbury CT 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-22
S63 Uniform Securities Agent State Law Examination 2006-09-05
  • S65 Uniform Investment Adviser Law Examination
    2010-12-22
  • S63 Uniform Securities Agent State Law Examination
    2006-09-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Danbury, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor