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Sean Stephen Sowers

Van Hulzen Financial Advisors

El Dorado Hills, CA

CRD 2615843

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Employer firm

Van Hulzen Financial Advisors CRD 116632

$2.14B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Van Hulzen Financial Advisors

4370 Town Center Blvd. Suite 220, El Dorado Hills, CA 95762 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-11-08
  • CA RA
    APPROVED
    Since 2017-11-08

Branch Locations

4370 Town Center Blvd. Suite 220, El Dorado Hills, CA 95762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Aladino Parenti, Attorney-At-Law El Dorado Hills CA 04/2004 08/2017
Aladino Insurance Services, Inc. El Dorado Hills CA 10/2007 08/2017
Aladino Financial Services, Inc. El Dorado Hills CA 09/2014 08/2017
Lpl Financial, Llc El Dorado Hills CA 05/2016 08/2017
Van Hulzen Asset Management El Dorado Hills CA 08/2017 Present
  • 04/2004 → 08/2017
    James Aladino Parenti, Attorney-At-Law
    El Dorado Hills, CA
  • 10/2007 → 08/2017
    Aladino Insurance Services, Inc.
    El Dorado Hills, CA
  • 09/2014 → 08/2017
    El Dorado Hills, CA
  • 05/2016 → 08/2017
    Lpl Financial, Llc
    El Dorado Hills, CA
  • 08/2017 → Present
    Van Hulzen Asset Management
    El Dorado Hills, CA
Previous Registrations
  • 2014-09-23 → 2017-07-28
    El Dorado Hills, CA
  • 2013-10-23 → 2014-09-12
    Financial Telesis Inc
    San Rafael, CA
    San Ramon, CA
  • 2004-04-27 → 2004-04-30
    Foothill Securities, Inc.
    El Dorado Hills, CA
    San Ramon, CA
    San Ramon, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-09
S63 Uniform Securities Agent State Law Examination 1995-06-15
  • S66 Uniform Combined State Law Examination
    2013-10-09
  • S63 Uniform Securities Agent State Law Examination
    1995-06-15

View on SEC IAPD

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