Russell Francis Lewis

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Minneapolis, MN
• 11/2016 → 12/2018
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
• 12/2018 → Present
  Rbc Capital Markets, Llc
  Stillwater, MN

Previous Registrations

• 2003-07-01 → 2018-12-17
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Minneapolis, MN
• 1997-12-15 → 2003-07-01
  Prudential Equity Group, Llc
  Minneapolis, MN

Other Businesses

NAME OF ENTITY: IDTS Medical Foundation ADDRESS: 7533 Sunwood Drive NW Suite 308 Ramsey, MN 55303 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Designed to support patients who are unable to pay for proper respiratory care CAPACITY: Board of Directors * START DATE: 01/01/22 DUTIES: Assist with the development of IDTS Medical Foundation HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-03
• S63 Uniform Securities Agent State Law Examination
  1995-06-13