David Laurence Fields

Current Employers

Employment History

• 10/2013 → Present
  D.L. Fields Advisory Group, Llc
  Bentonville, AR
• 07/2014 → 12/2016
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 04/2018 → Present
  Fmg Distributors
  Norwalk, CT

Previous Registrations

• 2014-07-14 → 2016-12-31
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Saint Peters, MO
  New Boston, TX
• 2012-12-03 → 2014-07-08
  Tlg Advisors, Inc.
  Hopkins, MN
  Summit, NJ
• 2009-12-03 → 2012-11-29
  D.L. Fields Advisory Group
  Morrilton, AR
• 2008-03-14 → 2008-03-25
  Essex National Securities, Llc
  Indianapolis, MI
  Napa, CA
  Indianapolis, IN
• 2007-05-09 → 2008-03-10
  Ifmg Securities, Inc.
  Carmel, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
  Fishers, IN
  Richmond, IN
  Indianapolis, IN
  Greenfield, IN
  Fishers, IN
  Indianapolis, IN
• 2007-02-27 → 2007-04-19
  Natcity Investments, Inc.
  Greenwood, IN
• 2006-08-21 → 2007-02-23
  Woodbury Financial Services, Inc.
  Rushville, IN
  Oakdale, MN
  Rushville, IN
• 2005-07-06 → 2005-11-03
  Chase Investment Services Corp.
  Indianapolis, IN
• 2005-06-16 → 2005-07-06
  Banc One Securities Corporation
  Indianapolis, IN

Other Businesses

1. David L. Fields, Sole Proprietor - SINCE 12/2009, 1202 NE MCclain Rd, Bentonville AR INVESTMENT-RELATED BUSINESS, WHOLESALER/MARKETER/FIXED ANNUITIES & Life Insurance, ALL DURING SECURITIES TRADING. 2. 4/2018 Financial Marketing Group, where I am a Regional Marketing Director doing marketing support for the sale of fixed and variable annuities. 3. FMG Distributors, Norwalk, Connecticut, Investment-Related, Registered Representative, 04/2018 to Present

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-01-07
• S66 Uniform Combined State Law Examination
  2005-01-18