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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-21 |
| NJ | RA | APPROVED | 2014-10-29 |
Branch Locations
2-10 Broad St. Suite 203/303, Red Bank, NJ 07701 • United States
Marlboro, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Coproration | Red Bank | NJ | 10/2014 | 07/2022 |
| B. Riley Wealth Management | Memphis | TN | 07/2022 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
1) Harrison Wealth Management; NON INVESTMENT RELATED, 41 Manor Drive Marlboro, NJ 07746; Holding company; President CEO; START DATE:12/2014, 6 hrs/ month devoted during securities trading hrs HOURS; book keeping and accounting 2) B Riley Wealth Insurance; Investment related; 41 Manor Drive Marlboro NJ 07746; Life, Health, Fixed and Variable Annuities; President, CIO; Start date 10/2014; 10 hrs devoted during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-26 |
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