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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-07-31 |
Branch Locations
4643 S Ulster St Ste 350, Denver, CO 80237 • United States
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 09/1995 | 07/2019 |
| Raymond James & Associates, Inc. | Englewood | CO | 07/2019 | Present |
1. Name of Business : FINRA Address: 155 S. Harrison St.,Denver, CO Nature of the Business: FINRA Arbitrator Position/Title: Other (paid) Investment Related:Yes Start Date: 07/29/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: FINRA Arbitrator
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-02 |
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