Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-13
NY RA APPROVED 2023-05-17
  • TX RA
    APPROVED_RES
    Since 2023-06-13
  • NY RA
    APPROVED
    Since 2023-05-17

Branch Locations

320 Park Avenue Fl 14, New York, NY 10022 • United States

New Rochelle, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Otr Global Trading Llc Purchase NY 11/2009 05/2023
Raymond James & Associates, Inc New York NY 05/2023 Present
Previous Registrations
  • 2009-11-16 → 2023-05-08
    Purchase, NY
    Purchase, NY
  • 2007-08-16 → 2010-03-12
    Telsey Holdings Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-15
S63 Uniform Securities Agent State Law Examination 1996-06-20
  • S65 Uniform Investment Adviser Law Examination
    2007-08-15
  • S63 Uniform Securities Agent State Law Examination
    1996-06-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor