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Luis Castaneda

J.P. Morgan Securities LLC

Columbus, OH

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-28
TX RA APPROVED 2026-05-28
  • CA RA
    APPROVED
    Since 2026-05-28
  • TX RA
    APPROVED
    Since 2026-05-28

Branch Locations

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

2029 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 04/2026 Present
Wells Fargo Advisors Beverly Hills CA 09/2025 04/2026
New York Life New York NY 03/2014 09/2025
  • 04/2026 → Present
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 09/2025 → 04/2026
    Wells Fargo Advisors
    Beverly Hills, CA
  • 03/2014 → 09/2025
    New York Life
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-05
S66 Uniform Combined State Law Examination 2008-04-01
S63 Uniform Securities Agent State Law Examination 1995-06-29
  • S65 Uniform Investment Adviser Law Examination
    2026-01-05
  • S66 Uniform Combined State Law Examination
    2008-04-01
  • S63 Uniform Securities Agent State Law Examination
    1995-06-29
Other Names
  • Luis Roberto Castaneda

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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