Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-10 |
| WI | RA | APPROVED | 2005-09-23 |
Branch Locations
1045 W Glen Oaks Ln Ste 105, Mequon, WI 53092-3376 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Mequon | WI | 09/2005 | Present |
1. 01/14/08 - O'CONNOR WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 07/01/2011 - Notary - Not Investment Related - At Reported Business Location(s) - Time Spent 0% 3. 12/23/2025 - Mequon Theinsville Sunrise Rotary - Non-Profit Board Member - Not Investment Related - Mequon, WI - Start Date 07/07/2023 - 5 hours pe rmonth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-19 |
Reach out to this advisor