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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2011-07-18 |
| TX | RA | APPROVED_RES | 2011-07-18 |
Branch Locations
1650 Lake Shore Dr Ste 120, Columbus, OH 43204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Columbus | OH | 07/2011 | Present |
NOTARY PUBLIC; NOT INVESTMENT RELATED; COLUMBUS, OH; START DATE = 1995; LESS THAN ONE HOUR DEVOTED PER MONTH DURING TRADING HOURS. UNIVERSAL LIFE CHURCH, NOT INVT RELATED, COLUMBUS, OH, MINISTER, START DATE 8/8/2020, 1 TIME WEDDING, 0 HRS DURING TRADING, ORDAINED MINISTER FOR WEDDING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-19 |
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