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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2019-11-13 |
| GA | RA | APPROVED | 2019-11-07 |
Branch Locations
5320 Northshore Drive, North Little Rock, AR 72118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regulatory Affairs | Kennesaw | GA | 01/2016 | Present |
| Foothill Securities, Inc. | Santa Clara | CA | 07/2016 | 12/2016 |
| Ifs Securities Inc. | Atlanta | GA | 09/2018 | 10/2019 |
| Sowell Management Services | North Little Rock | AR | 10/2019 | Present |
| Hb Securities Llc | Decatur | GA | 05/2021 | 10/2024 |
| Gardner Financial Services, Inc. | Murray | GA | 03/2021 | 03/2022 |
| Quoin Capital Llc | Kennesaw | GA | 03/2026 | Present |
1)Regulatory Affairs Consulting, LLC.; consulting services; Kennesaw, GA; investment related; managing member; start date 01/2016; 30-60 hours per month; 8 hours during trading hours; provide consulting services to BDs and investment advisers. 2)Foothills Trading Company, LLC.; Kennesaw, GA; non-investment related; retail outdoors equipment; managing member/owner; start date 06/17/2016; 0 hours per month; 0 hours during trading hours; own and manage the company 3) Quoin Capital LLC, Kennesaw GA; Investment Related; Broker/Dealer; Municipal Securities Principal; start date 03/16/2026; 10 hours per month; 0 hours during trading hours; firm principal
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-17 |
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