Best Investors Account Sign in
Inactive

Rodney Kresge

Sowell Management

North Little Rock, AR

Claim This Profile
Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2019-11-13
GA RA APPROVED 2019-11-07
  • AR RA
    APPROVED
    Since 2019-11-13
  • GA RA
    APPROVED
    Since 2019-11-07

Branch Locations

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regulatory Affairs Kennesaw GA 01/2016 Present
Foothill Securities, Inc. Santa Clara CA 07/2016 12/2016
Ifs Securities Inc. Atlanta GA 09/2018 10/2019
Sowell Management Services North Little Rock AR 10/2019 Present
Hb Securities Llc Decatur GA 05/2021 10/2024
Gardner Financial Services, Inc. Murray GA 03/2021 03/2022
Quoin Capital Llc Kennesaw GA 03/2026 Present
  • 01/2016 → Present
    Regulatory Affairs
    Kennesaw, GA
  • 07/2016 → 12/2016
    Foothill Securities, Inc.
    Santa Clara, CA
  • 09/2018 → 10/2019
    Ifs Securities Inc.
    Atlanta, GA
  • 10/2019 → Present
    Sowell Management Services
    North Little Rock, AR
  • 05/2021 → 10/2024
    Hb Securities Llc
    Decatur, GA
  • 03/2021 → 03/2022
    Gardner Financial Services, Inc.
    Murray, GA
  • 03/2026 → Present
    Quoin Capital Llc
    Kennesaw, GA
Previous Registrations
  • 2018-10-26 → 2019-10-28
    Atlanta, GA
  • 2016-07-25 → 2016-12-31
    Foothill Securities, Inc.
    Kennesaw, GA
    Santa Clara, CA
  • 2007-05-17 → 2015-12-31
    J P Turner & Company Capital Management, Llc
    Atlanta, GA
Other Businesses

1)Regulatory Affairs Consulting, LLC.; consulting services; Kennesaw, GA; investment related; managing member; start date 01/2016; 30-60 hours per month; 8 hours during trading hours; provide consulting services to BDs and investment advisers. 2)Foothills Trading Company, LLC.; Kennesaw, GA; non-investment related; retail outdoors equipment; managing member/owner; start date 06/17/2016; 0 hours per month; 0 hours during trading hours; own and manage the company 3) Quoin Capital LLC, Kennesaw GA; Investment Related; Broker/Dealer; Municipal Securities Principal; start date 03/16/2026; 10 hours per month; 0 hours during trading hours; firm principal

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-12
S63 Uniform Securities Agent State Law Examination 1995-07-17
  • S65 Uniform Investment Adviser Law Examination
    1996-02-12
  • S63 Uniform Securities Agent State Law Examination
    1995-07-17
Other Names
  • Rod Kresge

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in North Little Rock, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor