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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-29 |
| TX | RA | APPROVED | 2018-10-15 |
| CT | RA | APPROVED | 2017-11-21 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Purchase | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | Purchase | NY | 11/2017 | Present |
*420286 - Haverford College; Investment related - No; Haverford, Pennsylvania; Non-Profit; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent) ; 08/2021; During business hours: 0; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-06 |
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