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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Dewitt | NY | 04/1995 | 11/2024 |
| Lpl Enterprise, Llc | Syracuse | NY | 11/2024 | Present |
1) 10/03/2024 - Union Academy of Belleville Board of Trustees - Discuss membership and maintain historical integrity of the Union Academy of Belleville of which I am a graduate - Non-Profit Board Member - Non Inv Related - At SYRACUSE, NY - Start Date 11/09/2022 - 1hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-27 |
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