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Matthew David Stephenson

LPl Enterprise, LLC

Halfmoon, NY

Syracuse, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

Halfmoon, NY • United States

500 Plum St Ste 301, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Clifton Park NY 10/1989 Present
Pruco Securities, Llc. Clifton Park NY 10/1989 Present
Lpl Enterprise, Llc Syracuse NY 11/2024 Present
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Pruco Securities, Llc.
    Latham, NY
    Latham, NY
    Clifton Park, NY
    Shelton, CT
    Clifton Park, NY
    Clifton Park, NY
    Syracuse, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-16
S63 Uniform Securities Agent State Law Examination 1990-09-20
  • S65 Uniform Investment Adviser Law Examination
    2007-05-16
  • S63 Uniform Securities Agent State Law Examination
    1990-09-20

View on SEC IAPD

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