Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Troy | NY | 08/2006 | 10/2020 |
| Mml Investors Services, Llc | Plattsburgh | NY | 11/2020 | 06/2023 |
| Mass Mutual Life Insurance Company | Plattsburgh | NY | 10/2020 | 06/2023 |
| Pruco Securities Llc | Syracuse | NY | 06/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Syracuse | NY | 06/2023 | Present |
| Lpl Enterprise, Llc | Syracuse | NY | 11/2024 | Present |
1- 01/16/2025 - Harte Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/10/2025 - 360 hours per month/ 250 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-04-21 |
Reach out to this advisor