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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-12 |
| NY | RA | APPROVED | 2025-03-12 |
| WA | RA | APPROVED | 2025-03-12 |
Branch Locations
535 Fifth Avenue 13Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Melville | NY | 05/2010 | 02/2017 |
| New York Life Insurance Company | Melville | NY | 01/2010 | 02/2017 |
| Pruco Securities, Llc | Flushing | NY | 02/2017 | 04/2019 |
| The Prudential Insurance Company Of America | Flushing | NY | 02/2017 | 04/2019 |
| Guardian Life Insurance Company | New York | NY | 04/2019 | Present |
| Park Avenue Securities | New York | NY | 05/2019 | Present |
1) Asian American Insurance & Financial Professional Association (AAIFPA)-Northeast Chapter-President, Nature of Business: non-profit professional membership organization, Start date: 02/15/2022, Address: 3050 Whitestone Expressway Suite 101A Flushing, NY 11354, Duties: grow membership, create opportunities for local educational events and events, 3-5 total hours per month; 0 during securities trading hours, Not investment related, 2) Board Director, Asian Financial Society (AFS), Nature of Business: non-profit society, Start date: 08/15/2026, Address: PO Box 357 Church Street Station, New York, NY 10008, Duties: providing financial education, career development and mentoring opportunities to students and young professionals, 1.5 total hours per month; 0 during securities trading hours, Not investment related, 3) Chinese American Insurance Association (CAIA)-Board Director, Nature of Business: non-profit supporting Delmarva farmers, Start date: 08/01/2026, Address: 225 E. 34 Street, Suite 15H, New York, NY 10016, Duties: provide and coordinate seminar events, training and community support, 1.5 total hours per month; 0 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-17 |
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