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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2024-06-24 |
| IL | RA | APPROVED | 2021-12-08 |
Branch Locations
280 Shuman Blvd Suite 140, Naperville, IL 60563 • United States
2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
D'lBerville, MS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Naperville | IL | 07/2013 | Present |
| High Point Planning Partners, Llc | Naperville | MA | 08/2013 | Present |
(1) 03/03/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - ROUND HILL WEALTH MANAGEMENT - NAPERVILLE, IL (2) 07/29/2014 - HIGHPOINT ADVISOR GROUP ,LLC - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 80 HOURS PER MONTH - NAPERVILLE, IL (3)07/29/2014 - HIGHPOINT ADVISOR GROUP, LLC - REGISTERED INVESTMENT ADVISOR DBA - HIGHPOINT PLANNING PARTNERS - NAPERVILLE, IL (4) 07/29/2014 - HIGHPOINT ADVISOR GROUP , LLC - REGISTERED INVESTMENT ADVISOR DBA - ROUND HILL WEALTH MANAGEMENT - TIME SPENT 80 HOURS PER MONTH - NAPERVILLE, IL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-12 |
| S65 | Uniform Investment Adviser Law Examination | 1995-05-12 |
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