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Current Employers
Southland Equity Partners, Llc.

Wildwood, MO • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-09
CA RA APPROVED 2019-05-08
  • NY RA
    APPROVED
    Since 2024-07-09
  • CA RA
    APPROVED
    Since 2019-05-08

Branch Locations

139 Centre Street Suite 806A, New York, NY 10013 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-03
FL RA APPROVED 2023-11-03
GA RA APPROVED 2023-11-03
MA RA APPROVED 2023-11-03
NJ RA APPROVED 2023-11-03
NY RA APPROVED 2023-11-03
PA RA APPROVED 2023-11-03
TX RA APPROVED_RES 2023-11-03
  • CA RA
    APPROVED
    Since 2023-11-03
  • FL RA
    APPROVED
    Since 2023-11-03
  • GA RA
    APPROVED
    Since 2023-11-03
  • MA RA
    APPROVED
    Since 2023-11-03
  • NJ RA
    APPROVED
    Since 2023-11-03
  • NY RA
    APPROVED
    Since 2023-11-03
  • PA RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED_RES
    Since 2023-11-03

Branch Locations

139 Centre Street Suite 806A, New York, NY 10013 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation New York NY 07/2009 11/2023
Southland Equity Partners New York NY 02/2018 Present
Osaic Wealth, Inc. New York NY 11/2023 Present
  • 07/2009 → 11/2023
    Fsc Securities Corporation
    New York, NY
  • 02/2018 → Present
    Southland Equity Partners
    New York, NY
  • 11/2023 → Present
    New York, NY
Previous Registrations
Other Businesses

1) MORTGAGE BROKERAGE, PORTICO MORTGAGE; NOT INVESTMENT RELATED; 139 CENTRE STREET SUITE 806, NEW YORK, NY 10013; PROVIDE LOANS WITH FUNDS PROVIDED BY THIRD PARTY LENDERS; ASSISTANT MANAGER; START DATE: 2005; 4 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITY TRADING HRS; VERIFY THE EXPENSE PAYMENT ON A MONTHLY BASIS. 2) SOUTHLAND EQUITY PARTNERS; POST: ADVISOR; NATURE: LLC; INVESTMENT RELATED: YES; # OF HRS: 40; SEC TRD HOURS: 40; START DATE: 3/30/15; ADD: 139 CENTRE STREET SUITE 806A, NEW YORK NY 10013 DESCR: ADVISORY SERVICES TO THE CLIENTS. 3) CORCORAN GROUP POST: Other/independent agent NATURE: Other/Independent associated real estate broker INVESTMENT RELATED: Yes # OF HRS: 8 SEC TRD HRS:0 START DATE:4/12/11 ADD:30 Irving place 5th FL new York, NY 10003 DESCR: show Apts. On Sunday. 4) TRUSTEE POST: Trustee NATURE: Grantor Trust INV RELATED: Yes # OF HOURS: 0 SEC TRD HRS: 0 START DATE: 4/11/15 ADD: 376 Broadway, Ste 20E, new York NY 10013 DESCR: husband's trust: Open bank and securities accounts & pay life insurance premium. 5) PORTICO CAPITAL HOLDINGS, L.P. POST: owner NATURE: Holding of investment INV RELATED: No # OF HRS: 0 SEC TRD HRS: 0 START DATE: 12/21/16 ADD:139 Centre St, 808, New York NY 10013 DESCR: open accounts for investment 6) LAW OFFICES OF CHRIS CHIN & ASSOCIATES POSITION: coordinator NATURE: law firm INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/19/2019 ADDRESS: 139 Centre street, 808, New York NY 10013, United States DESCRIPTION: review the questionnaire of the clients information 7) PINNACLE CENTRIA REALTY LLC POST: Owner NATURE: Real estate holding INV RELATED: No # OF HRS: 0 SEC TRD HRS: 0 START DATE: 8/16/19 ADD: 139 Centre St, STE 808, New York NY 10013 DESCR: owner of the property 8) PORTICO MANAGEMENT INC. POST: Pres NATURE: S Corp INV RELATED: Yes # OF HRS: 0 SEC TRD HRS: 0 START DATE: 9/23/16 ADD: 139 Centre St, STE 808, New York NY 10013, DESCR: holding company/no duty/just ownership. 9) TWO SPRING INVESTORS LLC POST: manager NATURE: LLC INV RELATED: Yes # OF HOURS: 0 SEC. TRD HOURS: 0 START DATE:10/12/23 ADD: 139 Centre St, Ste 806, New York NY 10013 DESCR.: decision maker of invest. strictly for purposes of managing decisions for the benefit of the family, without power to distribute to myself. 10) CORCORAN POST: independent agent NATURE: independent associated real estate broker INVESTMENT RELATED: Yes #OF HOURS: 8 SEC. TRD HOURS: 0 START DATE: 01/05/2024 ADD: 590 Madison Avenue, NEW YORK NY 10022, United States DESCR: show the Apt on Saturday or Sunday 11) TRUSTEE POSITION: Trustee NATURE: Grantor Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/11/2015 ADDRESS: 139 Centre street, suite 806, new York NY 10013, United States DESCRIPTION: My husband's trust: Open bank and securities accounts and pay life insurance premium. 12) PORTICO BROADWAY REALTY LLC POSITION: owner NATURE: limited liability company INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2014 ADDRESS: 139 Centre street, suite 808, new York NY 10013, United States DESCRIPTION: The property was sold on 11/20/2025. The company will be closed. 13) PINNACLE 139 FINANCIAL GROUP INC. A/K/A PINNACLE FINANCIAL POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/30/2010 ADDRESS: 139 Centre street, suite 806, new York NY 10013, United States DESCRIPTION: Sell fixed life insurance 14) PORTICO MORTGAGE INC POSITION: Other - President Assistant NATURE: Mortgage Brokerage - INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 139 Centre street, suite 806, new York, NY; HQ office located at, New York NY 10013, United States DESCRIPTION: verify the expense payment month basis. This is my husband's business. I perform administrate task.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-27
S63 Uniform Securities Agent State Law Examination 1995-07-08
  • S66 Uniform Combined State Law Examination
    2010-09-27
  • S63 Uniform Securities Agent State Law Examination
    1995-07-08
Other Names
  • June Wang
  • Yuejiao Wang
  • Yuejiao Wang
  • June Wang-Chin
  • June Yue Jiao Wang Chin

View on SEC IAPD

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