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Laurie Fried

Cerity Partners LLC

New York, NY

Mill Valley, CA

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-05
  • CA RA
    APPROVED
    Since 2023-07-05

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

100 Shoreline Highway, Suite B-101, Mill Valley, CA 94941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New Leaf Financial Advisory, Llc Sausalito CA 02/2011 06/2023
Lumina Financial Consultants, Llc Sausalito CA 01/2018 06/2023
Cerity Partners Llc New York NY 07/2023 Present
  • 02/2011 → 06/2023
    New Leaf Financial Advisory, Llc
    Sausalito, CA
  • 01/2018 → 06/2023
    Lumina Financial Consultants, Llc
    Sausalito, CA
  • 07/2023 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2017-10-03 → 2023-08-22
    Lumina Financial Consultants, Llc
    Mill Valley, CA
  • 2013-02-19 → 2015-01-09
    Cetera Wealth Services, Llc
    Greenbrae, CA
  • 2011-11-01 → 2012-07-23
    Cetera Wealth Services, Llc
    Corte Madera, CA
    Greenbrae, CA
  • 2010-02-01 → 2011-02-24
    Morgan Stanley
    San Rafael, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-19
S66 Uniform Combined State Law Examination 2010-01-30
  • S65 Uniform Investment Adviser Law Examination
    2017-06-19
  • S66 Uniform Combined State Law Examination
    2010-01-30
Designations
Other Names
  • Laurie Jean Reilly

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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