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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-12-02 |
| VA | RA | APPROVED | 2024-05-23 |
| TX | RA | APPROVED_RES | 2024-05-16 |
Branch Locations
99 Canal Canter Plz Suite 310, Alexandria, VA 22314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Alexandria | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Alexandria | VA | 11/2016 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Alexandria | VA | 05/2024 | Present |
POWER OF ATTORNEY FOR SPOUSE, INV RELATED, POTOMAC, MD, START: 1/29/2021, 0 HRS/MONTH, 0 HRS DURING TRADING. RIVERFRONT WEALTH TC LLC, INV RELATED, ALEXANDRIA, VA, 100% OWNERSHIP, START 4/1/24, 160 HRS PER MONTH, 40 HRS DURING TRADING, FINET PRACTICE; RIVERFRONT WEALTH ADVISORS LLC, INV RELATED, POTOMAC, VA, 60% OWNERSHIP, START 4/1/24, 160 HRS PER MONTH, 40 HRS DURING TRADING, FINET PRACTICE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-24 |
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