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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-08-01 |
| TX | RA | APPROVED_RES | 2018-08-01 |
Branch Locations
5681 Commerce Street, St Francisville, LA 70775 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | St. Franciscille | LA | 08/1998 | 08/2018 |
| Cetera Investment Services Llc | St. Cloud | MN | 08/2018 | Present |
| Cetera Investment Advisers Llc | St Francisville | LA | 08/2018 | Present |
1. WEST FELICIANA ANIMAL SHELTER. 1HR/WK VOLUNTEERS FOR GALA EVENT, MAILINGS & AT SILENT AUCTION TO RAISE MONEY FOR SHELTER. 2. EXECUTRIX FOR JOSEPH & DARLENE PURCELL, AUNT & UNCLE. 3. FUNDRAISING FOR BREAST CANCER AWARENESS WITH WOMAN’S HOSPITAL IN BATON ROUGE LA, 1-2/HRS/WK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-06 |
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