Joseph Dominick Malara

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 08/2018
  Investment Professionals, Inc
  San Antonio, TX
• 08/2018 → Present
  Cetera Investment Advisers Llc
  St Francisville, LA
• 08/2018 → Present
  Cetera Investment Services Llc
  St. Cloud, MN

Previous Registrations

• 2006-11-14 → 2018-08-02
  Investment Professionals, Inc.
  New Roads, LA
  San Antonio, TX
  St. Francisville, LA
  Central, LA
  Livonia, LA
  Baton Rouge, LA
  St.FRancisville, LA
  Little Rock, AR
  San Antonio, TX
  New Roads, LA

Other Businesses

1. KREW DE CANINES / WEST FELICIANA ANIMAL HUMANE SOCIETY, VOLUNTEER HELPING WITH WEBSITE, SIGNAGE AND EVENT LOGISTICS, 2 HRS/WK;

Exams

• S66 Uniform Combined State Law Examination
  2006-11-06

Other Names

• Joe Dominick Malara
• Joseph D Malara