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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-07
LA RA APPROVED 2004-10-28
  • TX RA
    APPROVED_RES
    Since 2019-01-07
  • LA RA
    APPROVED
    Since 2004-10-28

Branch Locations

10182 Weevil Street #106, St. Francisville, LA 70775 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Phoenix Baton Rouge LA 01/2000 09/2019
Lpl Financial, Llc St. Francisville LA 10/2004 Present
  • 01/2000 → 09/2019
    University Of Phoenix
    Baton Rouge, LA
  • 10/2004 → Present
    St. Francisville, LA
Other Businesses

1. 9/6/2013 - DBA ONLY - YOUNG INVESTMENT GROUP - TIME SPENT 100% - ST. FRANCISVILLE, LA. 2. 10/13/2022 - West Feliciana Fire Protection District #1 - Not Investment Related - 9892 West Feliciana Parish Parkway St. Francisville, LA 70775 - Non-Profit Board Member - Start Date - 10/03/2022 - 2 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-01
  • S63 Uniform Securities Agent State Law Examination
    1998-10-01

View on SEC IAPD

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