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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-10-15 |
| TX | RA | APPROVED_RES | 2025-10-02 |
Branch Locations
10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Madison | WI | 10/2012 | 07/2025 |
| Lpl Enterprise Llc | Wauwatosa | WI | 10/2025 | Present |
1. 08/15/2025 - NICHOLAS LLOYD LANGER N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Windsor, WI - INV REL - Start Date 08/15/2025 - 160hrs/mth | 160 during trading 2. 08/15/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Windsor, WI - INV REL - Start Date 08/15/2025 - 160hrs/mth | 160 during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-17 |
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