Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-16
MA RA APPROVED 2006-03-09
  • TX RA
    APPROVED_RES
    Since 2021-06-16
  • MA RA
    APPROVED
    Since 2006-03-09

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Weston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Weston MA 02/1994 Present
Principal Securities Inc Weston MA 03/2016 Present
  • 02/1994 → Present
    Principal Life Insurance Company
    Weston, MA
  • 03/2016 → Present
    Weston, MA
Other Businesses

OWNING YOUR HEALTH IS OUR PFG PROGRAM POSITION: Owning Your Health NATURE: Volunteered for internal PFG wellness program & lead the team to stand it up. Attended conference of the non-profit who supported us and recorded a podcast with them. No money changed hands, they donated their services to us. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2024 ADDRESS: 438 Glen Rd, Weston MA 02493-1418, United States DESCRIPTION: I don't have a title for this small all-volunteer pilot program at Principal. Back in July 2024, Dan Houston & our CHRO (Jon Couture at the time) gave me the go-ahead to work w/a few other volunteers to stand up a pilot program - backed by The Physician's Committee for Responsible Medicine for 240 employees at Principal. We worked to get this ready & launched on Jan 7, 2025 and ran the 16 week health recovery program through April 2025. Since then, we have continued to support the participants through a Teams chat and occasional Teams meetings. In August 2025 I travelled to Washington DC with a few of our participants to attend PCRM's International Conference on Nutrition in Medicine. I attended sessions, was not a speaker, nor an exhibitor, and only there to learn. Our team and I were invited to share our Owning Your Health story on their "Exam Room" podcast.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-21
S65 Uniform Investment Adviser Law Examination 1996-09-06
S63 Uniform Securities Agent State Law Examination 1995-05-30
  • S66 Uniform Combined State Law Examination
    2006-02-21
  • S65 Uniform Investment Adviser Law Examination
    1996-09-06
  • S63 Uniform Securities Agent State Law Examination
    1995-05-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor