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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2006-01-04
  • ME RA
    APPROVED
    Since 2006-01-04

Branch Locations

23 Water Street, Bangor, ME 04402 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Portland ME 12/2005 02/2020
Key Investment Services Llc Portland ME 02/2020 Present
Previous Registrations
  • 2002-09-30 → 2005-12-31
    Keybanc Capital Markets Inc.
    Waterville, ME
    Bangor, ME
Other Businesses

Rental Property, not investment-related, 32 White School House Road, Wilton, ME 04294, owner, start date 2017, 0 hours per month, 0 hours during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-21
  • S66 Uniform Combined State Law Examination
    1999-09-21
Other Names
  • David A Dunfee

View on SEC IAPD

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