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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-05-24 |
| OH | RA | APPROVED | 2005-06-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services, Inc. | Columbus | OH | 06/2005 | Present |
1)COLUMBUS AMERICA DISCOVERY GROUP(LIMITED PARTNERSHIP FROM 11/97 TO PRESENT). APPROXIMATELY 1 HOUR DEVOTED MONTHLY(0 HOURS DURING SECURITY TRADING HOURS). 2) COLUMBUS EXPLORATION(LIMITED PARTNERSHIP FROM 11/97 TO PRESENT). APPROXIMATELY 1 HOUR DEVOTED MONTHLY( 0 HOURS DURING SECURITY TRADING HOURS). 3)JEFFERSON WOODS(LIMITED PARTNERSHIP FROM 6/1998 TO PRESENT). APPROXIMATELY 1 HOUR DEVOTED MONTHLY(0 HOURS DURING SECURITY TRADING HOURS). 4)TRACEWELL POWER( LIMITED PARTNERSHIP FROM 5/96 TO PRESENT). APPROXIMATELY 1 HOUR DEVOTED MONTHLY(0 HOURS DURING SECURITY TRADING HOURS). 5) GLOBAL EMERGENCY MEDICAL( LIMITED PARTNER FROM 9/94 TO PRESENT). APPROXIMATELY 1 HOUR DEVOTED MONTHLY(0 HOURS DURING SECURITY TRADING HOURS).6) THE LAKES COUNTRY CLUB, 6740 WORTHINGTON ROAD, WESTERVILLE,OH 43082, BOARD OF GOVERNERS-ADVISOR.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-05-10 |
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