Best Investors Account Sign in
Inactive

Carolyn Anne Keating

36 North Capital Management, LLC

Bentonville, AR

Claim This Profile
Current Employers
36 North Capital Management, Llc

901 Se Village Loop Suite 1, Bentonville, AR 72712 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-05-24
  • AR RA
    APPROVED
    Since 2022-05-24

Branch Locations

901 Se Village Loop Suite 1, Bentonville, AR 72712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Associates, Llc Arlington VA 06/2015 09/2021
36 North Capital Management, L.L.C. Bentonville AR 09/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-24
S63 Uniform Securities Agent State Law Examination 2007-11-08
  • S65 Uniform Investment Adviser Law Examination
    2022-05-24
  • S63 Uniform Securities Agent State Law Examination
    2007-11-08

View on SEC IAPD

Other Firms

SYMBIOSIS CAPITAL PARTNERS, LLC
BROOKSTONE CAPITAL MANAGEMENT LLC
ROCKEFELLER FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
ARVEST WEALTH MANAGEMENT

Other Investors

LLOYD VERNON CHILDRESS
Will Jorgensen Ginger
Morgan G Richey
LEO ANDREW HARRISON
Lehman C McNabb
LISA K BARNES
NAN J GINGER
Alexander David Huff

Other Offices

SYMBIOSIS CAPITAL PARTNERS, LLC · BENTONVILLE, AR
BROOKSTONE CAPITAL MANAGEMENT LLC · BENTONVILLE, AR
ROCKEFELLER FINANCIAL LLC · Bentonville, AR
CETERA INVESTMENT ADVISERS LLC · Bentonville, AR
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BENTONVILLE, AR
J.P. MORGAN SECURITIES LLC · Bentonville, AR
LPL FINANCIAL LLC · BENTONVILLE, AR
ARVEST WEALTH MANAGEMENT · BENTONVILLE, AR

More in Bentonville, AR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor