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Carolyn Anne Keating

36 North Capital Management, LLC

Bentonville, AR

CRD 2606209

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Employer firm

36 North Capital Management, LLC CRD 317557

$2.67B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
36 North Capital Management, Llc

901 Se Village Loop Suite 1, Bentonville, AR 72712 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-05-24
  • AR RA
    APPROVED
    Since 2022-05-24

Branch Locations

901 Se Village Loop Suite 1, Bentonville, AR 72712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Associates, Llc Arlington VA 06/2015 09/2021
36 North Capital Management, L.L.C. Bentonville AR 09/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-24
S63 Uniform Securities Agent State Law Examination 2007-11-08
  • S65 Uniform Investment Adviser Law Examination
    2022-05-24
  • S63 Uniform Securities Agent State Law Examination
    2007-11-08

View on SEC IAPD

Nearby Firms

SYMBIOSIS CAPITAL PARTNERS, LLC
BROOKSTONE CAPITAL MANAGEMENT LLC
ROCKEFELLER FINANCIAL LLC

Nearby Investors

LLOYD VERNON CHILDRESS
Will Jorgensen Ginger
Morgan G Richey

Nearby Offices

SYMBIOSIS CAPITAL PARTNERS, LLC · BENTONVILLE, AR
BROOKSTONE CAPITAL MANAGEMENT LLC · BENTONVILLE, AR
ROCKEFELLER FINANCIAL LLC · Bentonville, AR

More in Bentonville, AR

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