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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-09-07
UT RA APPROVED 2006-10-03
  • TX RA
    APPROVED_RES
    Since 2012-09-07
  • UT RA
    APPROVED
    Since 2006-10-03

Branch Locations

6465 South 3000 East Ste 200, Salt Lake City, UT 84121 • United States

Salt Lake City, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 09/2006 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 09/2006 Present
Previous Registrations
  • 2002-03-11 → 2006-10-02
    First Western Advisors
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING. 08/2006 2) DAVID WHITE, 6465 SOUTH 3000 EAST STE 200 SALTLAKE CITY UT, 08/2006, AS INSURANCE AGENT, CONDUCTING LIFE INSURANCE SALES THROUGH CIR. INV REL, 20 HR/YR 0 HR/TRADING 3) 200 OLD MILL LLC, 6465 SOUTH 3000 EAST SUITE 200 SALT LAKE CITY UT, 04/2006 COMMERCIAL REAL ESTATE, AS LLC MEMBER. INV REL, 2 HR/YR 0HR/TRADING 4) MALVIN EISENBERG, TUSCON AZ, 03/2023, POA, POSITION OF TRUST, NIR, 0 HR/MO 0 HR/MO TRADING 5) INVESTMENT MANAGEMENT CONSULTANTS, 6465 S 3000 E STE SALT LAKE CITY UT, 04/2006, VICE ORESIDENT, DBA, INV REL, 40 HR/MO 40 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-15
S63 Uniform Securities Agent State Law Examination 1995-06-16
  • S65 Uniform Investment Adviser Law Examination
    1996-08-15
  • S63 Uniform Securities Agent State Law Examination
    1995-06-16
Other Names
  • Dave White

View on SEC IAPD

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