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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-01-10 |
| TX | RA | APPROVED | 2012-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Houston | TX | 08/2012 | Present |
1. 10/09/2012: DBA ONLY /MARK E. LAWRENCE LLC / TIME SPENT 5% /HOUSTON, TX. 2. 12/31/2013: DBA ONLY - STERLING PORTFOLIO MANAGERS, LLC - HOUSTON, TX. 3. 10/28/2021 - MARYA 17832 MOUND ROAD F LLC - Investment Related - 17832 MOUND ROAD UNIT F - Real Estate Rental - Started 08/21/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 11/03/2022 - The Mark and Tonya Lawrence Family Foundation - Not Investment Related - At Reported Business Location(s) - Other-Not for profit director - Start Date: 10/24/2022 - 2 Hours Per Month/1 Hour During Securities Trading 5. 03/07/2024 - MARYA24 - Non-Inv Related - Nashville, TN - Business Entity For Tax/Investment Purposes Only - Started: 1/31/2024 - 2 Hrs/Mo; 0 Hr During Trading. 6. 03/07/2024 - TTAJ, INC - Non-Inv Related - Nashville, TN - Business Entity For Tax/Investment Purposes Only - Started: 1/31/2024 - 2 Hrs/Mo; 0 Hr During Trading 7. 04/09/2025 - c - Not Investment Related - Other - WISE SPIRITS - Nashville, TN - Start Date: 04/01/2025 - SPIRITS COMPANY - 20 Hrs/Mth - 1 Hrs During Trading. 8. 12/18/2025-TND LLC-OWNER-Business Owner-Not Inv Related-At Nashville, TN-Start date 12/31/2025-5hrs/mth-5hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-30 |
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