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Mark Edward Lawrence

LPl Financial LLC

Houston, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-01-10
TX RA APPROVED 2012-08-23
  • VA RA
    APPROVED
    Since 2024-01-10
  • TX RA
    APPROVED
    Since 2012-08-23

Branch Locations

8737 Highway 6 North, Houston, TX 77095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Houston TX 08/2012 Present
Previous Registrations
Other Businesses

1. 10/09/2012: DBA ONLY /MARK E. LAWRENCE LLC / TIME SPENT 5% /HOUSTON, TX. 2. 12/31/2013: DBA ONLY - STERLING PORTFOLIO MANAGERS, LLC - HOUSTON, TX. 3. 10/28/2021 - MARYA 17832 MOUND ROAD F LLC - Investment Related - 17832 MOUND ROAD UNIT F - Real Estate Rental - Started 08/21/2021 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 11/03/2022 - The Mark and Tonya Lawrence Family Foundation - Not Investment Related - At Reported Business Location(s) - Other-Not for profit director - Start Date: 10/24/2022 - 2 Hours Per Month/1 Hour During Securities Trading 5. 03/07/2024 - MARYA24 - Non-Inv Related - Nashville, TN - Business Entity For Tax/Investment Purposes Only - Started: 1/31/2024 - 2 Hrs/Mo; 0 Hr During Trading. 6. 03/07/2024 - TTAJ, INC - Non-Inv Related - Nashville, TN - Business Entity For Tax/Investment Purposes Only - Started: 1/31/2024 - 2 Hrs/Mo; 0 Hr During Trading 7. 04/09/2025 - c - Not Investment Related - Other - WISE SPIRITS - Nashville, TN - Start Date: 04/01/2025 - SPIRITS COMPANY - 20 Hrs/Mth - 1 Hrs During Trading. 8. 12/18/2025-TND LLC-OWNER-Business Owner-Not Inv Related-At Nashville, TN-Start date 12/31/2025-5hrs/mth-5hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-11
S63 Uniform Securities Agent State Law Examination 1995-03-30
  • S65 Uniform Investment Adviser Law Examination
    2000-10-11
  • S63 Uniform Securities Agent State Law Examination
    1995-03-30

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