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Joseph Kroll

Citigroup Global Markets Inc.

New York, NY

Chicago, IL

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-03-04
  • IL RA
    APPROVED
    Since 2022-03-04

Branch Locations

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

227 West Monroe Street, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harris Investor Services, Inc Buffalo Grove IL 10/2007 03/2021
Unemployed Chicago IL 04/2021 01/2022
Citigroup Chicago IL 01/2022 Present
  • 10/2007 → 03/2021
    Harris Investor Services, Inc
    Buffalo Grove, IL
  • 04/2021 → 01/2022
    Unemployed
    Chicago, IL
  • 01/2022 → Present
    Citigroup
    Chicago, IL
Previous Registrations
  • 2008-06-30 → 2021-04-09
    Bmo Harris Financial Advisors, Inc.
    Chicago, IL
    Buffalo Grove, IL
    Chicago, IL
    Buffalo Grove, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-18
S63 Uniform Securities Agent State Law Examination 1995-04-10
  • S66 Uniform Combined State Law Examination
    2008-06-18
  • S63 Uniform Securities Agent State Law Examination
    1995-04-10
Other Names
  • Joseph Michael Kroll

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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