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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-04 |
| WA | RA | APPROVED | 1995-09-07 |
Branch Locations
2702 S 42Nd St Ste 204, Tacoma, WA 98409-7322 • United States
Gig Harbor, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tacoma | WA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Tacoma | WA | 03/2020 | Present |
Business Ownership; Tacoma Advisor Group; One of the 4 advisor who share office space.; LLC; 2702 South 42nd Street, Suite 204, Tacoma, WA, 98409; Investment-Related; 01/01/2010; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-06 |
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