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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-03-31 |
| NC | RA | APPROVED | 2025-03-24 |
| DE | RA | APPROVED | 2025-03-20 |
| IL | RA | APPROVED | 2025-03-20 |
| LA | RA | APPROVED | 2025-03-20 |
| MD | RA | APPROVED | 2025-03-20 |
| MN | RA | APPROVED | 2025-03-20 |
| MO | RA | APPROVED | 2025-03-20 |
| NM | RA | APPROVED | 2025-03-20 |
| WI | RA | APPROVED | 2024-05-17 |
| PA | RA | APPROVED | 2024-03-15 |
| CO | RA | APPROVED | 2023-08-25 |
| GA | RA | APPROVED | 2023-08-16 |
| OH | RA | APPROVED | 2023-08-14 |
| VT | RA | APPROVED | 2023-08-14 |
| CA | RA | APPROVED | 2023-08-11 |
| OR | RA | APPROVED | 2023-08-11 |
| AZ | RA | APPROVED | 2023-08-08 |
| NJ | RA | APPROVED | 2023-07-27 |
| TX | RA | APPROVED | 2023-07-26 |
| VA | RA | APPROVED | 2023-07-26 |
| FL | RA | APPROVED | 2023-06-19 |
| CT | RA | APPROVED | 2022-10-27 |
| MA | RA | APPROVED | 2022-09-27 |
| NY | RA | APPROVED | 2022-07-26 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
Purchase, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Rye Brook | NY | 04/2021 | Present |
| Unemployed | Purchase | NY | 10/2005 | 03/2021 |
| Park Avenue Securities | Rye Brook | NY | 09/2021 | Present |
| Guardian Life Insurance Company | Purchase | NY | 06/2024 | Present |
| Park Avenue Securities | Purchase | NY | 06/2024 | Present |
| Guardian Life Insurance Company | New York | NY | 08/2025 | Present |
| Park Avenue Securities | New York | NY | 08/2025 | Present |
1) Rotary Club of Rye-Vice President, Start date: 09/01/2023, Address: 330 Boston Post Road Rye, NY 10580, 6 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 2) Insurance products other than those offered through Guardian and its subsidiaries, Start date: 10/01/2024, Address: 800 Westchester Ave #409N , Rye Brook, NY 10573, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-27 |
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