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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-07-25
AL RA APPROVED 1995-05-05
  • TX RA
    APPROVED_RES
    Since 2007-07-25
  • AL RA
    APPROVED
    Since 1995-05-05

Branch Locations

1817 Commons North Dr, Tuscaloosa, AL 35406 • United States

Tuscaloosa, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tuscaloosa AL 09/2005 03/2020
Ameriprise Financial Services, Llc Tuscaloosa AL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1817 Common Drive North, ,; ; . Business Ownership; DPT LLC; ; Real Estate Partnership which sole holding is our building in which we work; 1817 Commons North Drive, ,; Not Investment-Related; 05/01/2007; 0 hours per month; 0 during trading hours / DPT L.L.C.; ; We built a building and rent it to ourselves.; 1817 Commons Drive NTuscaloosa AL 35406, ,; ; 12/01/2009; 1 to 9 hours per month; . Board of Directors; UR Fed Foundation; Board Member; PO Box 583Eutaw AL 35462, ,; Not Investment-Related; 11/01/2016; 1 to 9 hours per month; 0 during trading hours / Alpha Tau Omega House Corp; Board Member; Univ BlvdTuscaloosa AL 35401, ,; Not Investment-Related; 08/01/2012; 1 to 9 hours per month; 0 during trading hours / First Presbyterian Church of Tuscaloosa; Elder; 900 Greensboro Ave, , Tuscaloosa, AL, 35406; Not Investment-Related; 05/19/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Police and Fire Pension Task Force; Review, analyze, and provide a report on the economic health and sustainability of the fund based upon actuarial valuations and updated assumptions for the city's pensions; 2201 University Blvd, , Tuscaloosa, AL, 35401; Not Investment-Related; 11/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13
Designations

View on SEC IAPD

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