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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Pasadena | CA | 06/2009 | 07/2025 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 07/2025 | Present |
FREELANCE MUSICIAN ; NOT INV RELATED; SAN DIMAS, CA; ENTERTAINMENT;100% OWNERSHIP; START DATE: 08/25/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-07-31 |
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