Best Investors Account Sign in

Wesley James Johnson

Cetera Investment Advisers LLC

East Hartford, CT

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-06-19
  • CT RA
    APPROVED
    Since 2019-06-19

Branch Locations

101 East River Drive 4Th Floor, East Hartford, CT 06108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services East Hartford CT 03/1995 06/2019
Foresters Advisory Services East Hartford CT 06/2016 06/2019
Connex Credit Union North Haven CT 05/2018 Present
Cetera Investment Advisers Llc East Hartford CT 06/2019 Present
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
  • 03/1995 → 06/2019
    Foresters Financial Services
    East Hartford, CT
  • 06/2016 → 06/2019
    Foresters Advisory Services
    East Hartford, CT
  • 05/2018 → Present
    Connex Credit Union
    North Haven, CT
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    East Hartford, CT
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2016-07-22 → 2019-06-24
    Foresters Advisory Services, Llc
    East Hartford, CT
Other Businesses

1.CONNEX CREDIT UNION BOARD OF DIRECTORS.PARTICIPATES IN MEETINGS 2 HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-29
S63 Uniform Securities Agent State Law Examination 1995-04-05
  • S65 Uniform Investment Adviser Law Examination
    2016-06-29
  • S63 Uniform Securities Agent State Law Examination
    1995-04-05
Other Names
  • Jamie Johnson
  • Wesley J Johnson

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
MORGAN HOUSE CAPITAL, LLC
BUDNICK CAPITAL, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SANTANDER SECURITIES LLC
HFM WEALTH MANAGEMENT
KESTRA ADVISORY SERVICES, LLC

Other Investors

CARL A CASTANHO
Jack Wilson Brown
JUSTIN E BUDNICK
THOMAS MCMAHON RIANHARD
FRANK CHRISTIAN GERMANO
Thomas Louis Grilli
DANIEL STERLING TARBELL
Cory Bradley

Other Offices

OSAIC WEALTH, INC. · EAST HARTFORD, CT
MORGAN HOUSE CAPITAL, LLC · EAST HARTFORD, CT
BUDNICK CAPITAL, LLC · EAST HARTFORD, CT
OSAIC WEALTH, INC. · EAST HARTFORD, CT
AMERIPRISE FINANCIAL SERVICES, LLC · East Hartford, CT
AMERIPRISE FINANCIAL SERVICES, LLC · EAST HARTFORD, CT
AMERIPRISE FINANCIAL SERVICES, LLC · EAST HARTFORD, CT
AMERIPRISE FINANCIAL SERVICES, LLC · East Hartford, CT

More in East Hartford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor