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Robert E Dunn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Bethesda, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2020-11-09
TX RA APPROVED_RES 2004-05-27
MD RA APPROVED 1995-11-02
  • DE RA
    APPROVED
    Since 2020-11-09
  • TX RA
    APPROVED_RES
    Since 2004-05-27
  • MD RA
    APPROVED
    Since 1995-11-02

Branch Locations

11810 Grand Park Ave, North Bethesda, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated North Bethesda MD 06/1995 Present
Bank Of America, N.A. North Bethesda MD 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-19
S63 Uniform Securities Agent State Law Examination 1995-08-25
  • S65 Uniform Investment Adviser Law Examination
    1995-09-19
  • S63 Uniform Securities Agent State Law Examination
    1995-08-25
Other Names
  • Robert E Dunn
  • Robert Dunn
  • Robert Edward Dunn

View on SEC IAPD

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