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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-01
CT RA APPROVED 2018-05-01
  • TX RA
    APPROVED
    Since 2018-06-01
  • CT RA
    APPROVED
    Since 2018-05-01

Branch Locations

95 Glastonbury Boulevard Suite 404, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Glastonbury CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Glastonbury CT 11/2016 05/2018
Janney Montgomery Scott Llc Glastonbury CT 05/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-06
S63 Uniform Securities Agent State Law Examination 1995-10-30
  • S65 Uniform Investment Adviser Law Examination
    1999-04-06
  • S63 Uniform Securities Agent State Law Examination
    1995-10-30
Designations

View on SEC IAPD

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