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Jefferies Investment Advisers LLC CRD 325421
$5.15B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
520 Madison Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-11-21 |
| MA | RA | APPROVED | 2025-11-07 |
| OR | RA | APPROVED | 2025-10-28 |
| AZ | RA | APPROVED | 2025-10-14 |
| PR | RA | APPROVED | 2025-10-14 |
| FL | RA | APPROVED | 2025-10-06 |
| AR | RA | APPROVED | 2025-10-01 |
| KY | RA | APPROVED | 2025-09-23 |
| MN | RA | APPROVED | 2025-09-23 |
| MT | RA | APPROVED | 2025-09-23 |
| WI | RA | APPROVED | 2025-09-23 |
| MI | RA | APPROVED | 2025-09-22 |
| MS | RA | APPROVED | 2025-09-22 |
| ND | RA | APPROVED | 2025-09-22 |
| OK | RA | APPROVED | 2025-09-22 |
| SC | RA | APPROVED | 2025-09-22 |
| UT | RA | APPROVED | 2025-09-22 |
| WV | RA | APPROVED | 2025-09-22 |
| WY | RA | APPROVED | 2025-09-22 |
| CT | RA | APPROVED | 2025-09-19 |
| GA | RA | APPROVED | 2025-09-19 |
| HI | RA | APPROVED | 2025-09-19 |
| IL | RA | APPROVED | 2025-09-19 |
| IN | RA | APPROVED | 2025-09-19 |
| IA | RA | APPROVED | 2025-09-19 |
| ME | RA | APPROVED | 2025-09-19 |
| MD | RA | APPROVED | 2025-09-19 |
| NV | RA | APPROVED | 2025-09-19 |
| NH | RA | APPROVED | 2025-09-19 |
| NM | RA | APPROVED | 2025-09-19 |
| PA | RA | APPROVED | 2025-09-19 |
| RI | RA | APPROVED | 2025-09-19 |
| SD | RA | APPROVED | 2025-09-19 |
| TX | RA | APPROVED_RES | 2025-09-19 |
| VA | RA | APPROVED | 2025-09-19 |
| VI | RA | APPROVED | 2025-09-19 |
| AL | RA | APPROVED | 2025-09-18 |
| AK | RA | APPROVED | 2025-09-18 |
| CA | RA | APPROVED | 2025-09-18 |
| CO | RA | APPROVED | 2025-09-18 |
| DE | RA | APPROVED | 2025-09-18 |
| ID | RA | APPROVED | 2025-09-18 |
| KS | RA | APPROVED | 2025-09-18 |
| LA | RA | APPROVED | 2025-09-18 |
| MO | RA | APPROVED | 2025-09-18 |
| NE | RA | APPROVED | 2025-09-18 |
| NJ | RA | APPROVED | 2025-09-18 |
| NC | RA | APPROVED | 2025-09-18 |
| OH | RA | APPROVED | 2025-09-18 |
| VT | RA | APPROVED | 2025-09-18 |
| WA | RA | APPROVED | 2025-09-18 |
| NY | RA | APPROVED | 2023-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 05/2016 | 10/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2018 | 03/2023 |
| Jefferies Llc | New York | NY | 04/2023 | Present |
| Jefferies Investment Advisers Llc | New York | NY | 05/2023 | Present |
Company Name - 833 Borough PARK LLC Organization / Company Type - Private Title / Role - SOLE MEMBER OF THE LLC Start Date - 11/7/2022 Nature / Description of the business: THIS IS INVESTMENT PROPERTY THAT OWN SOLEY AND I HAVE TRANSFERRED TITLE FROM PERSONAL NAME TO LLC FOR LIMITED LIABILITY PURPOSES. Your responsibilities / activities: SOLE OWNER OF THE PROPERTY Total hours per month devoted to other organization, entity or business during non-business hours: ONE HOUR PER MONTH DOESN'T PRESENT A CONFLICT WITH MY WORK HOURS. Total hours per month devoted to other organization, entity or business during business / security trading hours: 1 MONTH Address of the other business: 833 44TH STREET, BROOKLYN NY 11220 "Name of the other business: Milagros Hope - Pending company registration Whether the business is investment-related: No Nature of the other business: Non profit - seeking to provide financial assistances for HS student to enter college or vocational training. Your position/title/relationship: Other (please specify) Start date of your relationship: 08/01/2024 Approximate number of hours/month devoted: 3 to 4 hours off business hours per month. Number of hours during securities trading hours: 3 to 4 monthly Briefly describe your duties: Secretary position on board typically involves maintaining the organizaation's records and ensuring effective communication within the board. Meeting preparation, record keeping, communication, governance, documentation and reporting. "
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-23 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-28 |
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