Thomas Joseph Raleigh

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-31
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

Malverne, NY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Securities Llc	Garden City	NY	11/2021	08/2023
Morgan Stanley	Garden City	NY	03/2023	08/2023
Morgan Stanley	Garden City	NY	11/2021	08/2023
Charles Schwab & Co., Inc.	New York City	NY	09/2016	10/2021
J.P. Morgan Securities Llc	Garden City	NY	09/2023	04/2024
Msi Financial Services, Inc.	New York	NY	11/2012	09/2016
E*Trade Capital Management Llc	Garden City	NY	11/2021	08/2023
Fidelity Investments	Garden City	NY	04/2024	Present
Leo'S Tavern	Garden City	NY	05/2023	02/2024
Charles Schwab Bank	New York City	NY	09/2016	10/2021
Jpmorgan Chase Bank, N.A.	Garden City	NY	09/2023	04/2024
Harrisdirect Llc	Garden City	NY	11/2021	08/2023
Fidelity Investments	Boston	MA	03/2025	Present

2024-05-14 → 2025-03-31

Fidelity Personal And Workplace Advisors

Garden City, NY
2023-09-07 → 2024-04-17

J.P. Morgan Securities Llc

Garden City, NY

Smithtown, NY

Garden City, NY
2021-11-24 → 2023-08-18

Harrisdirect Llc

Arlington, VA

Garden City, NY
2016-10-12 → 2022-01-07

Charles Schwab & Co., Inc.

New York City, NY
2012-11-07 → 2016-09-22

Msi Financial Services, Inc.

New York, NY
2006-09-05 → 2012-10-08

Tiaa-Cref Individual & Institutional Services, Llc

New York, NY

New York, NY

New York, NY
2005-10-17 → 2005-10-31

Capital One Financial Advisors Llc

Melville, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-13
S63	Uniform Securities Agent State Law Examination	2000-03-02

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