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Current Employers
Stoker Ostler, A Part Of Bmo Financial Group

4900 N. Scottsdale Road Suite 2600, Scottsdale, AZ 85251 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-07-21
TX RA APPROVED 2025-06-24
UT RA APPROVED 2011-11-30
AZ RA APPROVED 2000-12-05
  • NE RA
    APPROVED
    Since 2025-07-21
  • TX RA
    APPROVED
    Since 2025-06-24
  • UT RA
    APPROVED
    Since 2011-11-30
  • AZ RA
    APPROVED
    Since 2000-12-05

Branch Locations

170 South Main, Suite 825, Salt Lake City, UT 84101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stoker Ostler Wealth Advisors, Inc. Salt Lake City UT 08/2005 Present
  • 08/2005 → Present
    Stoker Ostler Wealth Advisors, Inc.
    Salt Lake City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-31
S63 Uniform Securities Agent State Law Examination 1995-03-16
  • S65 Uniform Investment Adviser Law Examination
    1995-07-31
  • S63 Uniform Securities Agent State Law Examination
    1995-03-16
Designations
Other Names
  • Mike Halls

View on SEC IAPD

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