Best Investors Account Sign in

Steven Cooke

Wells Fargo Clearing Services, LLC

Raleigh, NC

Tacoma, WA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-23
TX RA APPROVED_RES 2026-06-03
  • NC RA
    APPROVED
    Since 2026-06-23
  • TX RA
    APPROVED_RES
    Since 2026-06-03

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Raleigh NC 03/2011 Present
Wells Fargo Clearing Services, Llc Raleigh NC 02/2021 07/2021
Wells Fargo Clearing Services Raleigh NC 04/2026 Present
  • 03/2011 → Present
    Wells Fargo Bank, Na
    Raleigh, NC
  • 02/2021 → 07/2021
    Wells Fargo Clearing Services, Llc
    Raleigh, NC
  • 04/2026 → Present
    Wells Fargo Clearing Services
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-23
S65 Uniform Investment Adviser Law Examination 2000-10-17
S63 Uniform Securities Agent State Law Examination 1996-08-07
  • S66 Uniform Combined State Law Examination
    2026-06-23
  • S65 Uniform Investment Adviser Law Examination
    2000-10-17
  • S63 Uniform Securities Agent State Law Examination
    1996-08-07
Other Names
  • Steven Frederick Cooke
  • Steven Cooke

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor