Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-05
  • NJ RA
    APPROVED
    Since 2023-06-05

Branch Locations

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfs Securities, Inc. Spring Lake Heights NJ 02/1996 05/2018
The Investment Center Inc Spring Lake Heights NJ 05/2018 06/2023
Ic Advisory Services Inc Spring Lake Heights NJ 05/2018 06/2023
Mass Mutual Life Insurance Co Wall Townhip NJ 05/2023 Present
Mml Investors Services, Llc Wall Townhip NJ 04/2023 Present
  • 02/1996 → 05/2018
    Tfs Securities, Inc.
    Spring Lake Heights, NJ
  • 05/2018 → 06/2023
    The Investment Center Inc
    Spring Lake Heights, NJ
  • 05/2018 → 06/2023
    Ic Advisory Services Inc
    Spring Lake Heights, NJ
  • 05/2023 → Present
    Mass Mutual Life Insurance Co
    Wall Townhip, NJ
  • 04/2023 → Present
    Wall Townhip, NJ
Previous Registrations
  • 2018-05-04 → 2023-06-13
    Ic Advisory Services, Inc.
    Spring Lake Heights, NJ
    Bedminster, NJ
  • 2010-03-19 → 2018-05-16
    World Investments, Llc
    Manasquan, NJ
    Spring Lake Heights, NJ
    Lincroft, NJ
Other Businesses

(1) NAME: CARMINE BRADY FOUNDATION INV REL: N ADD: 1626 OSPREY RD., POINT PLEASANT, NJ 08736 NATURE: NON PROFIT CHARITABLE ORGANIZATION POSITION: BOARD MEMBER START DATE: 10/01/2007 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OCCASIONAL MEETINGS AND VOTING MEMBER FOR DONATIONS FOR RECIPIENTS (2) NAME: LMO FOR UNITED MORTGAGE CORP. INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: LICENSED MORTGAGE ORGINATOR SUBMITTING NEW LOANS POSITION: LMO START DATE: 05/06/2018 NO. HR/MO: 1-2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: ACCEPT NEW HOME PURCHASE OR REFINANCE APPLICANTS AND HAND THEM OFF TO UNITED MORTGAGE CORP. AND HELP SERVICE CLIENT IF NEEDED (3) NAME: RWC INV REL: Y ADD: 1305 CAMPUS PKWY., WALL TOWNSHIP, NJ 07753 NATURE: OUTSIDE INSURANCE POSITION: FSR START DATE: 07/01/2023 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 3 DESCRIBE DUTIES: LIFE, EQUITY FIXED LIFE & FIXED ANNUITIES (4) NAME: MIDLAND ANNUITIES INV REL: Y ADD: 1305 CAMPUS PARKWAY, WALL TOWNSHIP, NJ 07753 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 8/9/2023 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 2 DESCRIBE DUTIES: FIXED ANNUITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-18
S63 Uniform Securities Agent State Law Examination 1995-04-07
  • S65 Uniform Investment Adviser Law Examination
    2010-03-18
  • S63 Uniform Securities Agent State Law Examination
    1995-04-07
Other Names
  • Robert William Clayton

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wall Township, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor