Robert William Clayton

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1996 → 05/2018
  Tfs Securities, Inc.
  Spring Lake Heights, NJ
• 05/2018 → 06/2023
  The Investment Center Inc
  Spring Lake Heights, NJ
• 05/2018 → 06/2023
  Ic Advisory Services Inc
  Spring Lake Heights, NJ
• 05/2023 → Present
  Mass Mutual Life Insurance Co
  Wall Townhip, NJ
• 04/2023 → Present
  Mml Investors Services, Llc
  Wall Townhip, NJ

Previous Registrations

• 2018-05-04 → 2023-06-13
  Ic Advisory Services, Inc.
  Spring Lake Heights, NJ
  Bedminster, NJ
• 2010-03-19 → 2018-05-16
  World Investments, Llc
  Manasquan, NJ
  Spring Lake Heights, NJ
  Lincroft, NJ

Other Businesses

(1) NAME: CARMINE BRADY FOUNDATION INV REL: N ADD: 1626 OSPREY RD., POINT PLEASANT, NJ 08736 NATURE: NON PROFIT CHARITABLE ORGANIZATION POSITION: BOARD MEMBER START DATE: 10/01/2007 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OCCASIONAL MEETINGS AND VOTING MEMBER FOR DONATIONS FOR RECIPIENTS (2) NAME: LMO FOR UNITED MORTGAGE CORP. INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: LICENSED MORTGAGE ORGINATOR SUBMITTING NEW LOANS POSITION: LMO START DATE: 05/06/2018 NO. HR/MO: 1-2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: ACCEPT NEW HOME PURCHASE OR REFINANCE APPLICANTS AND HAND THEM OFF TO UNITED MORTGAGE CORP. AND HELP SERVICE CLIENT IF NEEDED (3) NAME: RWC INV REL: Y ADD: 1305 CAMPUS PKWY., WALL TOWNSHIP, NJ 07753 NATURE: OUTSIDE INSURANCE POSITION: FSR START DATE: 07/01/2023 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 3 DESCRIBE DUTIES: LIFE, EQUITY FIXED LIFE & FIXED ANNUITIES (4) NAME: MIDLAND ANNUITIES INV REL: Y ADD: 1305 CAMPUS PARKWAY, WALL TOWNSHIP, NJ 07753 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 8/9/2023 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 2 DESCRIBE DUTIES: FIXED ANNUITIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-03-18
• S63 Uniform Securities Agent State Law Examination
  1995-04-07

Other Names

• Robert William Clayton