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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. GLH&C FINANCIAL SERVICES, DBA FOR FIXED INSURANCE LIFE AND SECURITIES BUSINESS. 2. RESIDENTIAL RENTAL PROPERTY, NOT INVESTMENT RELATED,CITRUS HEIGHTS, CA 95621, START FEBRUARY 2011, LESS THAN 1 HOUR PER WEEK - NOT DURING TRADING HOURS, OWNER AND PROPERTY MANAGER. 3. NAME OF OTHER BUSINESS: WILLOW CREEK HOA; INVESTMENT RELATED: NO; ADDRESS: 1700 EUREKA ROAD SUITE 130 ROSEVILLE, CA 95661; NATURE OF BUSINESS: HOMEOWNERS ASSOCIATION; START DATE: 7/2015; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: REVIEW APPLICATION FOR PROPERTY IMPROVEMENT TO ENSURE FOLLOWING GUIDELINES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-28 |
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